Relativistic
Deflection of Light Near the Sun Using Radio Signals and Visible
Light.
Abstract.
This paper reports a detailed analysis of one
of general relativity's predictions, which claims that light should be
deflected by solar gravity. The experimental data related to that
prediction are analyzed. The substitution of the direct experimental test
for the deflection of visible light during solar eclipses by the indirect
measurement of the delay of radio signals traveling between a space probe
or from extra galactic sources and the Earth is examined.
Three different causes of the delay in the transmission of light
near the Sun are examined. They are the relativistic delay, the delay
caused by the plasma surrounding the Sun or for a geometric reason. The
delay predicted by general relativity is equivalent to a reduced velocity
of light in vacuum, in the Sun’s gravitational potential. Since the value
of c is defined on Earth, inside the solar gravitational potential, this
leads to a double value for the velocity of light on Earth. Furthermore,
Einstein’s general relativity predicts that photons slow down when
approaching the Sun, so that their velocity must be reduced to zero when
reaching the surface of a black hole.
This paper shows how all the experiments claiming the deflection of light
and radio waves by the Sun are subjected to very large systematic errors,
which render the results highly unreliable and proving nothing. A previous
preliminary paper (*) giving an analysis of the experiments using
visible light already appeared on the subject. Furthermore, the internal
incoherence of general relativity, which leads to a double velocity of
light on Earth, adds to the weakness of these tests. Following those
difficulties, and since it has also been demonstrated that the deflection
of light by a gravitational potential is not compatible with the principle
of mass-energy conservation, we show that no one can seriously claim that
light is really deflected by the Sun.
1 - Introduction.
According to general relativity(1) (page 179), light emitted from a source far away from the Sun and
passing near the Sun should be deflected by an angle d :
 |
1 |
where G is the gravitational constant, MS is the solar mass, c
is the velocity of light, and b is the minimum distance between the
trajectory and the center of the Sun. If the radius of the Sun is
RS, we have:
 |
2 | The
fundamental physical principles involved in that deflection of light has
been reexamined in a recent book
using Newton's physics. It was found that such a deflection is not
compatible with the principle of mass-energy conservation.
Another cause of
deflection is due to the corona surrounding the Sun. This plasma produces
a deflection but this has nothing to do with relativity. The deflection
due to this plasma is calculated in appendix I. In order to verify the
deflection due to general relativity, several astronomical expeditions
were organized. Experimenters measured the deflection of the images of
stars located at a small angular distance from the Sun, during solar
eclipses. However, the deflection is so small that, due to the atmospheric
turbulence during daytime when a solar eclipse must occur, no observation
could ever successfully show that the deflection exists (see appendix II).
More than eighty years have passed since Einstein's predictions and no
direct measurement of the gravitational deflection of light by the Sun has
confirmed the theory in any convincing way. The direct measurement of the
deflection of visible light seems almost abandoned. In the sixties,
physicists suggested a new experiment, which measured the delay of a radio
signal traveling near the Sun. Let us study this new test.
2 - The Viking Relativity Experiment.
The deflection of electromagnetic radiation by the solar
gravity is now claimed to be real because of an experiment using radar
signals called the Viking Relativity Experiment(2). (Other less accurate experiments were also done involving Venus
and Mercury(3)). In those experiments, physicists did not measure the deflection
of light (or of a radio signal) by the Sun. All they measured was the time
taken by a radio signal to travel between the Earth and another planet
when grazing the Sun’s surface. This observed time was then compared with
the time taken by light moving in a straight line at velocity c to travel
the same distance in the absence of the gravitational potential. A delay
was reported between those two times. It
is recognized that when radio signals travel through the plasma around the
Sun, a delay is produced. This contribution to the reduced velocity of
light was taken into account and subtracted accordingly (see appendix I).
In the case of the Viking Relativity Experiment, this contribution was
measurable because two different frequencies were used and the delay in
the plasma is frequency dependent.
General relativity predicts that the solar gravitational potential must
also produce a delay in the transmission of the radio signal. The same
relativistic phenomenon which produces the predicted deflection of 1.75"
is also responsible for the slowing down (compared with the absolute
velocity of light c) of the radiation between Mars and the Earth. However,
no direct deflection is measured in the Viking Relativity
Experiment. Let us consider the
delay Dt predicted by general relativity in the
case of a round trip between the Earth and Mars, respectively at distances
r1 and r2
from the Sun. Using Einstein’s theory, using Schwarzschild's metric, the
delay(1) for a radio signal making a return trip from Earth to Mars
is:
 |
3 |
where r1, r2 » RS and
 |
4 |
Using equation 3, Straumann(1) gives a
predicted delay of:
 |
5 |
Note that Dt here is a distance, which is
converted to time via c. Equations 3 and 5 predict that a radio signal
emitted from the Earth, grazing the Sun and immediately retransmitted
toward us when reaching planet Mars will, according to general relativity,
travel during a time which is 250 ms longer than
the time calculated using the velocity of light c (in zero gravitational
potential).
3 - Physical Causes for the
Delay. Let
us study three causes that could be responsible for the delay in the
transmission of radiation between the Earth and Mars:
a) an increase of the geometrical
distance between the extremities of a bent trajectory;
b) general relativity;
c) the interaction with the plasma
around the Sun.
3 - a) Delay Due to the
Geometrical Bending of Light. We
have seen above that general relativity predicts that light passing near
the solar limb is deflected by an angle of 1.75". The same theory predicts
that due to the same gravitational potential, the radiation takes a longer
time to travel the distance between the Earth and Mars. Figure 1
illustrates how light is deflected when grazing the Sun.
Geometrical Time
Delay Figure
1
One can see on figure 1
that if the trajectory of light is not a straight line (dotted line), it
takes a longer time to travel between Mars and the Earth. The increase of
time Dtb due only to the geometrical
bending of light by d = 1.75" is given by the
relationship:
 |
6 | We
find that Dtb = 0.010 ms or 3.2 meters. The increase of time D tb (with respect to a straight line) taken
by light to travel from the Earth to Mars due to the geometrical bending
of light is extremely small and negligible with respect to the delay (125
ms or 36 km) predicted by relativity as given in
equation 5. Consequently, the angle made by light grazing the Sun is
totally insufficient to explain the increase of distance (or delay)
compatible with the prediction of general relativity as given in equations
3 and 5. This geometrical delay caused by the bending is not the main
cause of the delay predicted by general relativity. It is several thousand
times too small. 3 - b) Physical Meaning of the
Relativistic Equation. In
order to get a better understanding of the physics implied by equation 3,
let us simplify the problem and apply the equation to the case of a single
passage of the radiation from Mars to the Earth when grazing the Sun. The
time delay D tE-M(1) is then half of equation 3:
 |
7 |
When we examine the parameters in equation 7, we find that, for any
realistic values of r1,
r2 and RS,
light is always delayed. During the transmission of light between Mars and
the Earth, when grazing the Sun, equation 7 shows that there is a delay of
36 km. Let us calculate the delay observed from a source located far
behind Mars. If that source of radiation is, for example, star Sirius,
located 3´ 1013
km away behind the Sun, and if the star's light grazes the Sun, equation 7
shows that the delay is 71 km. This is much longer than the delay for
light traveling between Mars and the Earth. One must conclude that light
does not travel at the speed of light in the space between Sirius and Mars
since there is an extra delay of 71-36 = 35 km. Mathematics shows that,
according to general relativity(1), the time delay with respect to the speed of light becomes
infinite if the source of light is infinitely distant. Consequently,
equation 7 shows that, everywhere in space, light is transmitted at a
velocity slower than the accepted definition of the velocity of light
known on Earth. This is not compatible with the definition of the velocity
of light in vacuum accepted by the International Astronomical
Union(4) which gives an absolute velocity of light, independently of any
parameter. However, Shapiro(5) states that: "According to
general relativity, the speed of a light wave depends on the strength of
the gravitational potential along its path." According to equation 7,
the velocity of light in vacuum is not equal to c on planet Earth, since
it is submerged in the solar gravitational potential that changes the
velocity by a factor as large as 1.97´
10- 8.
If the velocity of light is not constant, it is absolutely necessary to
correct the definition and add, at which location the velocity of light is
equal to c. According to Bowler(6), this happens at infinity. One must conclude that in Einstein’s
general relativity, the observed velocity of light is always slower than c
since no observer can be infinitely away from all the gravitational masses
in the universe. This problem will be studied in further details in
sections 4 and 5.
3 - c) Delay Due to the Plasma
around the Sun. It
is well known that the Sun is surrounded by a plasma and that the velocity
of electromagnetic radiation is reduced when moving through such a medium.
Radio signals have been observed while going through the solar corona and
a corresponding delay has been measured(2). Furthermore, it is well known that the velocity of transmission
of a radio signal is also slowed down when traveling through neutral
gases, even if that contribution is frequently neglected. The fact that
many spectral lines are observed in the solar corona proves that the
plasma is not fully ionized. Since the delay produced and observed due to
the plasma in the solar corona is not due to general relativity, it must
have a different origin. An analysis of that phenomenon is presented in
appendix I of this article.
4 - Relativistic Delay on Earth
and Double Value of the Velocity of Light.
Equation 7 gives the Einstein's delay of transmission of radiation between
any two locations r1 and r2 (see
figure 1). When light grazes the Sun during its transmission from Mars to
the Earth, equation 7 shows that it must also be delayed during each extra
kilometer, after it has reached the Earth. This extra delay is given by
the derivative of equation 7 as a function of the distance
r1:
 |
8 |
This equation shows that at a distance of r1 from the Sun (in the Earth neighborhood), general relativity
predicts that the velocity of light in vacuum is slower than the value of
c. This slower velocity of light is represented on figure 2 by ¶(Dt) as a function of the
distance r1 from the Sun. Since equation 8
is not a function of RS , the increment to the delay predicted
at the final location (r1) is totally
independent of b, the minimum distance between the trajectory and the Sun.
Consequently, the value of RS is
irrelevant here and can always be assumed small in order to satisfy the
condition that r1 and
r2 be large with respect to
RS. We
show on figure 2 the slower velocity of light (relative delay ¶(Dt) per kilometer) at
different distances from the Sun, as predicted by general relativity
(equation 8).
Figure 2 Fraction of Reduction of Velocity of Light
versus Distance from the Sun.
The shaded area on
figure 2 shows, according to general relativity, how much the velocity of
light is reduced with respect to c. This delay is more important in the
solar neighborhood (c is reduced by 4.24´
10- 6)
but light is still noticeably delayed in the Earth neighborhood (c is
reduced by 1.97´ 10-8) and the
phenomenon is not negligible even very far beyond the Earth orbit. For
example, according to equation 3, light traveling between Jupiter and the
Earth is still notably delayed, even when Jupiter is in opposition with
the Sun so that light does not pass in the Sun's neighborhood. Considering
that the velocity of light is defined as c on Earth, the new reduced value
(i.e. (1-1.97 ´
10-8)
c) means that there is a double value of velocity of light on
Earth.
5 - Importance of the Delay in the
Earth Neighborhood. We
have seen above that general relativity predicts that light does not move
at the speed of light c when traveling in a gravitational potential.
Therefore, since the Earth is located inside the solar gravitational
potential, the velocity of light predicted on Earth is not the same as c.
According to relativity, that velocity of light should be corrected due to
the solar gravitational potential at Earth's distance from the
Sun. Bowler(6) (page 57) states that in general relativity "the local
velocity of light must depend on the local gravitational potential".
Since equation 3 predicts that the velocity of light is reduced on Earth
by as much as 1.97´ 10-8, using Earth parameters, one must conclude that general
relativity leads to an incoherence on the value of the velocity of light
on Earth. The fundamental definition requires an absolute velocity c while
general relativity requires the use of a velocity reduced by a factor of
1.97´ 10-8 on
Earth. Furthermore, since we know that a standard meter on Earth is
defined as the number of wavelengths of a spectral line of light moving at
the exact velocity of light c, we see that there is also an incoherence to
the length of the standard meter. We have now two values for the velocity
of light on Earth: the definition of c, and the one predicted with the
delayed value. How can light know which velocity to choose?
This incoherence also
appears clearly in Bowler's book(6). On page 58, he calculates (equation 5.1.5) the velocity of light
predicted on Earth as a function of the distance r from the Sun using the
"index of refraction" of the gravitational field. Bowler states: "As
r® , we want the
velocity of light to be c." This result is compatible with a new
definition of c at infinity and not with the international definition of
the velocity of light c on Earth. Consequently, Bowler's equation 5.1.5
does not give the correct value of c at the Earth distance from the Sun at
it should. A variation of 1.97´
10-8 in the velocity of light
is a very large error since atomic clocks are considered to be accurate
within about 10-12 to
10-14. One must conclude that
general relativity leads to a disastrous incoherence about the velocity of
light and the length of the standard meter on Earth.
Finally, we have seen
that the delay predicted by general relativity is equivalent to a reduced
velocity of light in vacuum, in the Sun’s gravitational potential.
Consequently, photons are slowing down when approaching the Sun. In fact,
the velocity of the photons can be reduced to zero when they reach the
surface of an extremely massive body. This is surprising, since this
prediction is contrary to what happens to particles which are speeding up
when falling in a gravitational potential. One can see that these
predictions of general relativity lead to serious difficulties when we
consider momentum and energy conservation. 6 - Consequences of the Viking
Relativity Experiment. As
seen in section 2, Shapiro et al.(2) report an experiment in which they measured the round trip time
of flight of radio signals transmitted between the Earth and the Viking
spacecraft in order to test Einstein's general theory of relativity.
Theoretically, using Fermat's principle, one can see that the time delay
(reduced velocity of light) is related to the deflection of light by the
Sun. The differential slowing down of the speed of light as a function of
the distance from the Sun tilts the wave front and changes its direction
by d = 1.75". This differential velocity
predicted by general relativity produces a deflection of light just as the
differential velocity in a plasma produces a bending as explained in
appendix I (and figure 1A). According to general relativity, the radio
signal grazing the solar surface is delayed by up to 72 km corresponding
to 250 ms. Shapiro et al.(2) claim an agreement with general relativity to within 0.5%. This
means that the delay must be measured with an accuracy of 0.36
km. The Viking Relativity
Experiment(2) involves corrections that take into account the delay due to the
plasma composed of an erratic electron density surrounding the Sun. Since
the claimed accuracy of 0.36 km in the round trip distance is extremely
small compared with » 760 millions km traveled by
light during that same round trip (ratio equal to 4.7´ 10-10), it is necessary to know, with a comparable accuracy, all
of the other contributions of error in the delay. The errors originate
primarily from two sources: (1) the orbits of the planets and of the
spacecraft around Mars and the positions of the tracking stations on Earth
and (2) the solar corona which increases the delay significantly for
signal paths that pass near the Sun. We have seen that the increase of
path length due to the geometrical bending is negligible (section
3a). It is certainly not
clear in Shapiro’s team’s paper(2) how the elements of orbit of Mars and the Earth can be reliably
obtained with the claimed accuracy of 4.7´
10-10.
When calculating the data, one has to decide whether those elements of
orbit have been corrected for general relativity. At the Earth distance
from the Sun, general relativity predicts that time and lengths are
changed by about 10-8 due to the orbital
velocity of the planets and the solar gravitational potential. Have the
data taken by radar to determine the orbital elements been all corrected
for the reduced velocity of light? One can expect that general relativity
has been taken into account since extremely accurate elements of orbit of
Mars and of the Earth are required. This indispensable information is
missing in Shapiro’s team’s paper(2). Calculations show that
the expected relativistic correction that are needed to be applied to
Newton's elements of the orbit is much larger (»
2´ 10-8) than the
relative error claimed in the distances of the planets (0.36 ¸ 760 millions » 5´ 10-10).
Consequently, the delay claimed by Shapiro’s team(2) is necessarily dominantly dependent on the relativistic
correction previously introduced in his calculation. They cannot find that
the relativistic correction exists if they have already introduced that
correction in the elements of orbit leading to the distance between Mars
and the Earth. When a relativistic correction in introduced in a
calculation, we cannot be surprised to find in the final calculation, a
difference a delay caused by that same relativistic
correction. Consequently, due to
the above uncertainties in the elements of orbit of the planets, the delay
reported is meaningless and does not prove any fundamental agreement with
general relativity. Anyhow, the method used by Shapiro et
al.(2) is not coherent and uses non-coherent (double) values for the
velocity of light in vacuum. Therefore, it is erroneous to believe that
Shapiro's team's experiment proves that the velocity of light is reduced
in the solar neighborhood since this is not compatible with the corrected
velocity of light measured on Earth.
7 - Measurement of Gravitational
Deflection Using Very Long Baseline Interferometry.
Another kind of experiment(3,7) using radio signals has been claimed to measure the deflection of
radio signals near the Sun. Since no angle is measured and only time
delays are studied, those are indirect measurements. One of those
measurements(7) uses VLBI observations of the extragalactic radio sources 3C273B
and 3C279 passing near the Sun every year. The article starts with: "There
is a wide recognition of the importance of testing theories of
gravitation". This is a clear manifestation that these theories have not
yet been properly tested. In that experiment, the radiation issued from a
galactic radio source is detected simultaneously at two different
receiving stations located in California and in Massachusetts and recorded
on magnetic tapes with the signal generated by local atomic
clocks. Let us consider a
deflection of the extragalactic signal due to the solar gravity. Since the
radio signal originates from extremely far behind the Sun, after a
deflection in the solar neighborhood the radio signal reaching California
will remain nearly parallel to the deflected ray reaching Massachusetts.
Nearly only the direction (of both rays) has changed near the Sun by an
angle d , with respect to the initial direction,
as seen on figure 3. However, geometrical considerations show that, for a
pair of distant stations located in the plane perpendicular to the initial
incoming direction of the radio signal, the ray which passes further away
from the Sun will arrive slightly before the other one.
Figure 3 Differential Delay after Deflection of Light
by the Sun. In order to establish a
cross-correlation between the two radio signals received, recognizable
fluctuations on the amplitude of the incoming signal are looked for. It is
hoped that the pattern of a fluctuation existing in the original
intergalactic radio signal, (that must exist in both parallel rays near
the Sun), can be recognizable at both receiving stations in California and
Massachusetts. Then, a delay Dl could then be measured between the two
receiving stations located in the plane perpendicular to the initial
source direction (see figure 3).
However, since that extragalactic radiation grazes the Sun, it also passes
through the solar corona, which is a plasma surrounding the Sun. In order
to correct for the change of velocity of the radiation due to the solar
plasma, the radio signal received at each station is passed through narrow
band filters selecting three different frequencies. In the case of a
plasma (here the solar plasma) , the velocity of transmission of radiation
is different at different frequencies. These pairs of signals are recorded
as a function of the time given by a local atomic clock.
Technically, it is
reported that the correlation between the same pattern of a radio
fluctuation recorded at each station, is detected using a "filter
estimator" combined with a "parameterized theoretical model of the delays"
developed for that experiment. The aim of Lebach’s et
al.(7) paper is to determine the parameter g ,
defined in the parameterized post-Newtonian (PPN) formalism(7) (equation #2). This parameter gives a relationship between the
deflection predicted by Einstein and the delay of the same pattern between
each antenna. For a perfect agreement with Einstein’s general relativity,
the parameter g must equal unity. In order to get
the picosecond accuracy claimed in the article, the two local clocks,
located in California and in Massachusetts, must be synchronized at the
picosecond (or 0.3 millimeter) accuracy claimed in the paper. It is not
clear how such a limit can be achieved.
8 - Origin of the Fluctuations of
the Radio Source. General relativity predicts that the velocity of light is
reduced in the solar gravitational potential. Furthermore, the solar
plasma adds a supplementary delay to the transmission of radiation, but
more importantly, it adds important fluctuations to the original
extragalactic signal. Unfortunately, the density of that plasma as well as
its short time fluctuations are totally unpredictable. Signal fluctuations
have been observed lasting a few minutes. They were
measured(7) to vary by as much as 500%. Since random variations of the
intensity of that plasma are taking place very rapidly and are totally
unpredictable, a parameterized correction cannot give an accurate
prediction. The fluctuations in the plasma density even vary within one
period of accumulation of data. Consequently, even if three different
frequency components are measured, the theoretical inverse quadratic
correction (as a function of frequency) introduced to determine the
density of the plasma cannot provide the picosecond accuracy stated in the
paper. One must recall that the change of distance corresponding to one
picosecond is equal to only a difference of 0.3 millimeter (at light
velocity) between the receiving antennas on Earth.
Lebach’s et al.(7) experiment is based on the condition that the fluctuations of
intensity of the radio signal (from the radio sources 3C273B and 3C279),
used for synchronization in California and Massachusetts, originate at a
cosmological distance, well before radiation approaches the solar
neighborhood. When any extra fluctuation is added to the rays crossing the
solar corona, the receivers located in California and in Massachusetts can
no longer synchronize correctly the phase relationship (identified by a
specific pattern of fluctuation) required for the experiment. Any
interference by the plasma is a seriously obstacle to the experiment,
since there is no way to recognize the strong random noise generated by
the solar corona from the original fluctuations necessary to synchronize
the radio signals. Furthermore, when the noise from the corona (added to
the signal), is later filtered by a narrow band filter (used in Lebach’s
et al. experiment), the addition of that filter changes the phase of the
signal. It is well known
theoretically and previously observed, that when a radio signal is
transmitted through a plasma, (here the plasma of the solar corona), very
important fluctuations are added. Even Lebach et al.(7) report that in some data: ". . . large, rapid plasma-density
fluctuations in the solar corona would make the coherence time of the
signals from 3C279 at 2 GHz too short to allow detection ". Therefore,
Lebach et al.(7)made an arbitrary selection to what appeared to be
acceptable data. The noise generated by the solar plasma gets so intense
that it can block completely the cosmic signal. For example, when the
radio signal of Pioneer VI(8-13) passed through the solar corona, it was observed that the
fluctuations due to the interaction with the plasma became so important
that the initial signal became undetectable well before reaching the solar
limb vicinity. Signal distortion due to the increase in the frequency
bandwidth is quite evident(8-13). In his abstract, Goldstein(8)states: "The spectral bandwidths increased slowly at first,
then very rapidly at 1 degree from the Sun". It is well known
theoretically how a plasma generates fluctuations while increasing the
bandwidth. A computer program cannot identify small statistical
fluctuations in the extra galactic radio source from the intense wide band
noise fluctuations generated by the plasma surrounding our sun. Radiation
emitted by the extra galactic radio source fluctuates after passing
through the solar corona just as starlight twinkles after passing through
the Earth atmosphere. Genuine starlight fluctuations (in the radio range)
cannot be identified through the intense twinkling caused by the intense
million-degree furnace of the sun's corona. 9 - From Amateur Size Telescopes
to Multi-Billion Dollar Space Technology. One
must conclude that the theoretical model used and leading to the reported
delay, is no longer acceptable when there is such an unstable plasma,
because much larger noisy fluctuations are added by the plasma in the
Sun’s neighborhood. The delays measured by Lebach et
al.(7) cannot prove the deflection of light by the Sun, because of the
impossibility of demonstrating a reliable synchronization. It is well
known statistically, that with a gigantic amount of data automatically
recorded in that experiment, combined with the astronomical number of fits
tested by the computer, coupled with a large amount of noise reaching
sometimes the level of saturation as reported in their paper, some data
can always be found to fit the expected theoretical model. This is
specially true when it is felt that nobody might challenge the result
obtained with a multi-billion equipment used to find an agreement with an
extremely popular theory. Unfortunately, the observation of the deflection
of visible light by the sun seems to have been abandoned some years ago
because the phenomenon appeared impossible to detect in visible
light. There is a desperate
situation among scientists for not being able to show, with the
most sophisticated technology, what is considered to be the basic
principle of general relativity on which rely most of modern science,
while this was claimed to be demonstrated by Eddington in 1919 using a
simple four inch amateur size telescope. Of course, a trillion or
quadrillion dollar equipment will never reveal clearly the deflection of
light if such a deflection does not exist. It is hard to predict for how
many more decades this race will last and how much money has to be wasted
before scientists, at last, admit that there is no
deflection. Let us recall that
Einstein’s predictions of light deflection is based on an unverified
variable velocity of light and on the double value of the velocity of
light in the Earth neighborhood, as explained above. This incoherence of
general relativity must be added to the fact that general relativity is
not compatible with the principle of mass-energy conservation as demonstrated
previously.--- (14). The internal contradiction about having two different
values of the velocity of light at the same location does not exist when
we use a rational description, agreeing with the principle of mass-energy
conservation (14).In that case, the advance of the perihelion of Mercury given by
Newton's physics is explained independently and is also perfectly
identical to the equation predicted by general relativity. Furthermore,
length contraction and the change of clock rate can now logically be
explained(14).No reliable observation has ever been able to prove such a
deflection of light by the sun after 80 years. Therefore, it is much more
logical to believe that such a deflection does not exist at all, and be
compatible with the principle of mass-energy conservation.
10 -
Acknowledgments. The
authors wish to acknowledge the personal encouragement and financial
contribution of Mr. Bruce Richardson, which helped to pursue this research
work. We are also grateful to Dr. I. McCausland, University of Toronto,
for bringing his attention to some interesting historical
information.
<><><><><><><><><><><><>
Appendix I
The Deflection and Delay of
Radio Signals in the Solar
Plasma.
Shapiro(5) has observed that, due to the density of the plasma in the medium
surrounding the Sun, the velocity of transmission of the radiation is
reduced with respect to the speed of light c. Then, a delay D tm appears (with respect to the speed of
light) between the emission of a pulse of a radio signal from Earth, and
the reception of its echo through the interplanetary medium. This
delay(5) is:
 |
A-1 |
where N( ) is the electron
density expressed in electrons/cm3, f is
the frequency of the radiation in hertz, c is the velocity of light in
cm/sec, is the path length
in cm and e and p respectively refer to the Earth and the other planet
(i.e. Mars). Using compiled results
on the solar corona(15), during the quiet Sun period between the radial distances r =
4RS and r = 20RS, the electron density in the solar corona is well represented
by:
 |
A-2 |
During the maximum solar activity, N can reach up to a factor 5 higher
than the one given by equation A-2 in the radial range. Substituting
equation A-2 into A-1 gives the time delay during the passage of radiation
through the plasma (round trip):
 |
A-3 |
where d, xe, and xp are expressed in cm.
xe is the distance along the line of flight from the
Earth-based antenna to the point of closest approach to the Sun, xp
represents the distance along the path from this point to the planet
and d is the minimum distance between the Sun and the trajectory. When
radio waves pass closer to the Sun, equation A-3 shows that the delay
Dtm becomes larger. This means that at
a closer distance to the Sun, the velocity of light in the plasma is
slower, as expected in classical physics.
Equation A-3 implies only the electron density in the photon path passing
near the Sun and ignores all relativistic effects. This relationship, also
given by Straumann(1) (page 181, equation 3.4.8), gives the electron density of the
electron plasma at different distances r from the Sun. This same
relationship is also used by Shapiro(2,5). In the Viking Relativity Experiment, two different frequencies
are used in the S (» 2.2 GHz) and X
bands (» 8.8 GHz). This allows us to
recognize the contribution to the time delay produced by the passage of
radiation through the plasma from the one assumed to be caused by
relativity. Only the delay predicted by general relativity is frequency
independent. The delay produced by the plasma is frequency dependent. It
was observed by Shapiro et al.(2) (page 4329) that: "The increase of group delay from this cause
(plasma), can reach about 100 m s for signals
passing close to the Sun. " This must be compared with a predicted
relativistic delay of 250 ms or 72
km(1).
Deflection of Radiation Due to the
Plasma.
Figure A1 illustrates the propagation of radio waves emitted from Mars in
which relativity is momentarily ignored but for which we take into account
the solar plasma distributed around the Sun. Each radio wave emitted
travels in space forming a spherical front expanding around the emitter.
The wave front expands and the light rays move in the radial direction
away from the source. Some of the rays pass near the Sun so that the
velocity of propagation of the radio signal is reduced by an amount that
depends on the electron density of the plasma. Just near and above the
Sun, two rays a and b
are drawn on figure 1A.

Figure 1A Delay Due to the Solar
Plasma When ray a passes close to the Sun, it travels at a slower
velocity because of the higher electron density at that location. Ray
b above does not have its velocity as much
reduced because the electron density is smaller further away from the Sun.
Consequently, the wave front moves more slowly near the Sun in the path of
ray a than in the path of ray b . By definition, since the wave front corresponds to
a constant phase, the path traveled by ray a must
be shorter than the path traveled by ray b by
D in a given
time interval. Consequently, the upper part of the wave front travels
faster and the wave front becomes tilted due to the difference of velocity
in the plasma. Once the wave has passed the plasma region, this wave front
maintains its tilted direction until reaching the Earth without any other
perturbation. This is the reason for which the radio beam is deflected by
the solar plasma. Let us calculate the
angle of deflection of radiation for a normal solar plasma as a function
of the radio frequency of the emitter. This can be calculated by the
derivative of the delay function A-3 as a function of the minimum distance
d of the radio signal from the Sun. The derivative of A-3 (times c) with
respect to d is:
 |
A-4 |
with:
 |
A-5 |
Using the Earth and Mars distances and for rays passing at a distance
equal to the Sun's radius, if the electron density is that of a quiet Sun,
equation A-4 gives a deflection (in seconds of arc) equal
to:
 |
A-6 | For
a frequency of 1 GHz, the deflection is -25 arcsec. For a frequency of 3
GHz, the deflection is -2.8 arcsec and -1.03 arcsec at a frequency of 5
GHz. This quantity increases by a factor of about five during solar
maximum. The deflection caused by the solar plasma is negligible for
visible light because of the much higher frequency of visible light. One
must conclude that the plasma around the Sun produces a deflection of
radiation which is of the order of the predictions of relativity when the
frequency is around a few GHz. One can show that the plasma surrounding
the Sun also produces, at a frequency around a few GHz, a delay in the
transmission of radio waves which is comparable with the delay predicted
by general relativity.
<><><><><><><><><><><><>
Appendix II The Gravitational Deflection of Light by the
Sun during Solar Eclipses.
A -
Introduction. According to Einstein's general theory of relativity
published in 1916, light coming from a star far away from the Earth and
passing near the Sun will be deflected by the Sun’s gravitational field by
an amount that is inversely proportional to the star’s radial distance
from the Sun (1.745'' at the Sun's limb). This amount (dubbed the full
deflection) is twice the one predicted by Einstein in
1908(16) and in
1911(17) using Newton's gravitational law (half deflection). In 1911,
Einstein wrote: A ray of light going past the Sun would accordingly
undergo deflexion to an amount of 4´
10-6 = 0.83 seconds of
arc. Let us note that Einstein did not clearly
explain which fundamental principle of physics used in the 1911 paper and
giving the erroneous deflection of 0.83 seconds of arc was wrong, so that
he had to change his mind and predict a deflection twice as large in
1916. In order to test which
theory is right (if any), an expedition led by Eddington was sent to
Sobral and Principe for the eclipse of May 29, 1919(18). The purpose was to determine whether or not there is a
deflection of light by the Sun's gravitational field and if there is,
which of the two theories mentioned above it follows. The expedition was
claimed to be successful in proving Einstein's full
deflection(18,19). This test was crucial to the general approval that Einstein's
general theory of relativity enjoys nowadays.
However, this experimental result is not in accordance with mass-energy
conservation(14)
. This was not a real problem in those years, as we will
show that the deflection was certainly not measurable. We will see that
the effect of the atmospheric turbulence was much larger than the full
deflection, just like the Airy disk. We will also see how the instruments
could not possibly give such a precise measurement and how the stars
distribution was not good enough for such a measurement to be convincing
or even measurable. Finally, we will discuss how Eddington's influence
worked for Einstein's full displacement and against any other possible
result. B - Observational
Data. There is a long list(20) of papers reporting observations of stars in the neighborhood of
the Sun during solar eclipses. A general survey of the eclipse results,
with some discussions, has been published(20). Consequently, it is not possible to discuss them all in detail.
However, it is the observations of the 1919 eclipse which first convinced
the scientific community that the relativistic deflection really exists
and that established the belief in Einstein’s theory. Therefore, we will
examine these data in more detail though some information will also be
given about observations of other eclipses. These observations were not
successful, but they were considered as such until they were substituted
by experiments using space probes. The 1919 paper gives an idea of the
kind of measurement that convinced the world to the most spectacular
theory accepted by modern science: the theory of general relativity. The
problem of observing the deflection of light by the Sun is submitted to
numerous experimental difficulties. Let us study those
difficulties. Atmospheric turbulence
is a phenomenon due to the atmosphere which causes images of stars as seen
by an observer on Earth to jump, quiver, wobble or simply be fuzzy. This
is a well-known phenomenon to any astronomer, amateur or professional. In
fact(21) (page 40), "Rare is the night (at most sites) when any
telescope, no matter how large its aperture or perfect its optics, can
resolve details finer than 1 arc second. More typical at ordinary
locations is 2- or 3-arc-second seeing, or worse."
The problem becomes
even worse during afternoons due to the heat of the ground. Tentative
solutions to this seeing problem have only recently been
experimented(22). For anyone unacquainted with atmospheric turbulence, an easy way
to observe a similar phenomenon is by looking over a hot barbecue. In this
case, the distortion of the images (of the order of several minutes of
arc) is due to the heat coming from the barbecue.
Eddington, an astronomer, was certainly aware of this problem. If it was
difficult in 1995(21) to see details finer that 1'' at a professional site at night,
how much more difficult was it with an amateur size telescope in the
jungle in 1919? The supposed effect (full and half deflection) decreases
with the distance of the star from the Sun. During the 1919 eclipse, the
stars closest to the Sun's limb were drowned in the corona and could not
be observed(18). Of the stars that were not drowned in the corona, Einstein’s
theory predicts that k2 Tauri should have the largest displacement, with 0.88''. In
Sobral, the displacement for that star was reported to be
1.00''(19). How could Eddington and Dyson claim to observe that if at best,
their precision due to atmospheric turbulence in daytime heat was several
arc seconds? And they were not at best, near noon at Sobral and 2 p.m. at
Principe, when the seeing is the worst, with small amateur-size telescopes
that were less than ideal. The instability caused by the atmospheric
turbulence is large enough to refute any measurement of the so-called
Einstein effect. However, there are other reasons. Two
object glasses were used during the expedition at Sobral, a 4-inch object
glass and an astrographic object glass. Assuming a perfect optical shape,
which includes perfect chromaticity, for the 4-inch telescope, the size of
the central spot (which is surrounded by the ring system of the
diffraction pattern) can never be smaller than 1.25''. This central spot
is called the Airy disk. Since some of the results were presented with a
claimed accuracy of the order of 0.01''(19) (page 391), that relatively big diffraction ring pattern (125
times the claimed accuracy) should have been easily seen. Since no mention
is made of it, we must understand that it was not observable because
various aberrations (chromatic of spheric) were larger than 1.25'' and/or
because, as expected, the atmospheric turbulence was larger than 1.25'',
which is the theoretical limit of resolution of that telescope when there
is no aberration and no turbulence. The
elements of a telescope are very sensitive to temperature. For example, it
is reported that(18) (page 153): "when the [astrographic] object glass is mounted
in a steel tube, the change of scale over a range of temperature of 10° F.
should be insignificant, and the definition should be very good".
However, during the team’s stay at Sobral, the temperature ranged from
75°F during the night to 97°F in the afternoon. This change in temperature
must have affected the 4-inch telescope.
Let us calculate the change of scale on the plate of the 4-inch telescope
due to the thermal expansion of the steel tube. The expansion coefficient
of steel is 1.3 ´
10-5 per degree Celsius. Even if the
optical definition is not much changed by the change of temperature, the
change of scale on the photographic plate is proportional to the change of
length of the tube. For 10 degrees Celsius the scale changes by 1.3 ´ 10-4. Since the
size of the plate is 8 per 10 inches (20 ´
25 cm), this gives a change in its angular size of 1.2 arc-sec. It does
not seem that this change of scale has ever been taken into account. This
introduces a very serious error in the data. How can they claim an
accuracy of the order of 0.01''(19) (page 391) when they admit that the focus of the telescopes were
determined and fixed many days before the eclipse(18) (page 141)? The photographs of the
eclipse taken with the astrograph were very disappointing(18) (page 153). It appears that the focus had changed from the night
of May 27 to the moment of the eclipse. After the eclipse, the team left
Sobral and came back in July to take comparison plates. They discovered
that the astrograph had returned to focus! They blamed this change of
focus on the effect of the Sun’s heat on the mirror, but they could not
say whether this effect caused a change of scale or if it only blurred the
images. The Sun’s heat could have affected its scale without blurring the
images. We know that there is a zone along the focal length where the
image looks as if it was in focus but for which the scale is changed. To
the best of our knowledge, nothing has ever been said about that possible
error. If we plot the value of
Einstein's deflection against the angular distance of the star from the
Sun (as done in(20) page 50), we see that the part of the hyperbola where the slope
changes the most lies under a distance of two solar radii from the Sun's
center. That part is thus crucial to a good interpretation of the results.
Looking at page 60 of the same article, we see that only two of the stars
used by the teams at Principe and Sobral are in this area. It is thus very
difficult to fit a hyperbola when only two of the stars are in that zone.
Only a straight line can be logically fitted through two points. These
observations (and most of the others studied in von Klüber's(20) article, which reviews all observations done before 1960) could
easily be fitted by a straight line instead of Einstein's deflection
equation. Therefore, these data cannot prove any of Einstein's deflections
(full or half). In one of the meetings
of the Royal Astronomical Society(23) (page 41), Ludwik Silberstein pointed out that the displacements
found were not radial, as Einstein's theory states, but sometimes
deflected from the radial direction by as much as 35°! Nothing was said
about that in Dyson's article(18). According to Silberstein: "If we had not the prejudice of
Einstein’s theory we should not say that the figures strongly indicated a
radial law of displacement."
This brings us to our next point, which is to what degree social
circumstances influenced the acceptation of Einstein's
theory. C - About Eddington's
Influence. The
results from the 1919 expedition were quickly accepted by the scientific
community. When preliminary results were announced, Joseph Thomson (from
the Chair) said(19) (page 394): "It is difficult for the audience to weigh fully
the meaning of the figures that have been put before us, but the
Astronomer Royal [Dyson] and Prof. Eddington have studied the material
carefully, and they regard the evidence as decisively in favor of the
larger value for the displacement."
Thomson makes it look like only Eddington and Dyson are able to understand
the results. It seems that they have such a reputation that the general
and the scientific public should blindly believe them. It is Dyson who
presented the results of the Sobral expedition at a meeting of the Royal
Astronomical Society(19) (page 391). Some of the displacements presented were very small,
sometimes of the order of 0.01''. In another meeting(23) (page 40), Oliver Lodge asked if it were possible to measure a
deflection of 1/60'' (approximately 0.02'') to which Dyson responded:
"I do not think that it would be possible to measure so small a
quantity." We clearly see that Dyson contradicted himself.
Furthermore, Eddington said himself he was in favor of the full deflection
before doing the experiment. Writing about the results of the expedition,
he said(24) (page 116):"Although the material was very meager compared
with what had been hoped for, the writer (who it must be admitted was not
altogether unbiased) believed it convincing." Moreover, according to
Chandrasekhar(25) (page 25): "had he been left to himself, he would not have
planned the expeditions since he was fully convinced of the truth of the
general theory of relativity!"
Eddington was a Quaker and like other Quakers, he did not want to go to
war (WWI). In England, Quakers were sent to camps during the war, but
because of Dyson's intervention(25) (page 25), "Eddington was deferred with the express
stipulation that if the war should end by May 1919, then Eddington should
undertake to lead an expedition for the purpose of verifying Einstein’s
predictions!". The circumstances of the war forced Eddington to do an
experiment that he would have never done had he had a choice because he
was so convinced of its outcome. Why was the theory so quickly, widely and
easily accepted? After all, it was radically changing the common view of
the universe, curving space and dilating time. Furthermore, the British
were accepting a theory from a German man, right after a bitter war with
Germany. It seems that the
theory was widely accepted only after the eclipse expedition(26)(page 50). According to Earman and Glymour, Dyson and Eddington
played a great influential role in the acceptation of the general theory
of relativity by the British. In fact, it is Eddington who, convinced of
the truth of the theory, convinced Dyson. In the few years before 1919,
they made the measurement of the "Einstein effect" a challenge and after
the expeditions of May 1919, they helped give the impression that the data
had confirmed Einstein’s theory.
Aside from the fact that Eddington was convinced that the theory was
right, another reason pushed him to advocate it(26) (page 85). He hoped that a British verification of a German
theory might reopen the lines of communication and collaboration between
the scientists of both countries, lines that had been closed during World
War One. Finally, before 1919, no one had claimed to have observed
displacements of the size required by Einstein's theory. Probably because
the theory was thought to be proved by the 1919 eclipse observations, a
lot of scientists, maybe throwing out some of their data, reported finding
the right displacement(26) (page 85). After 1919, other expeditions were undertaken to
measure the deflection of light by the Sun. Most of them obtained results
a bit higher than Einstein's prediction, but it did not matter anymore
since the reputation of the theory had already been
established. In "Weird but True"
Jamal Munshi(27) reports: "Dr. F. Schmeidler of the Munich University
Observatory has published a paper [49] titled "The Einstein Shift An
Unsettled Problem," and a plot of shifts for 92 stars for the 1922 eclipse
shows shifts going in all directions, many of them going the wrong way by
as large a deflection as those shifted in the predicted direction! Further
examination of the 1919 and 1922 data originally interpreted as confirming
relativity, tended to favor a larger shift, the results depended very
strongly on the manner for reducing the measurements and the effect of
omitting individual stars. So now we find that
the legend of Albert Einstein as the world's greatest scientist was based
on the Mathematical Magic of Trimming and Cooking of the eclipse data to
present the illusion that Einstein's general relativity theory was correct
in order to prevent Cambridge University from being disgraced because one
of its distinguished members [Eddington] was close to being declared a
"conscientious objector". D - Conclusion.
Much of the popularity of Einstein's general theory of
relativity relies on the observations done at Sobral and Principe. We see
now that these results were overemphasized and did certainly not
consecrate Einstein's theory. It is interesting to think of what would
have happened if the results had been deemed not good enough or if they
had clearly showed that there is no deflection of light by the Sun.
Einstein’s theory might not have enjoyed the popularity it now does and a
new more realistic theory might have been found years
ago. The experiments
claiming erroneously the deflection of light near the Sun shows some
similarity with the claim by Michelson-Morley that there is no drift of
interference lines in their experiment data. A recent analysis of
data shows that the drift of the interference fringes actually
exists. This has been published by Héctor Múnera, Centro
Internacional de Física, Bogotá, Columbia. An
abstract and further information can be obtained at this
address. At the macroscopic scale, it seems that, only the
observation of the Advance of the
Perihelion of Mercury can be accepted as a reliably observed
phenomenon.
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